|
Deciding whether or not
to take part in a clinical trial can
be hard for a person with cancer.
Clinical trials are studies in which people volunteer to test
new drugs or procedures. Doctors use clinical trials to learn whether a
new treatment is safe and eff-ective in humans. These studies are
necessary for developing new treatments for serious diseases such as
cancer.
The doctors in charge of a clinical trial don't know ahead of
time how things will turn out. If they did, there would be no need for
the study in the first place. Because of this, there's no simple answer
to the question, "Should I take part?"
Most people don't pay much attention to clinical trials until
they have a serious illness like cancer. Medical breakthroughs (the
results of clinical trials) often make the news, but you usually don't
hear about clinical trials themselves unless something has gone wrong
in one of them. The media is quick to report an instance when a
volunteer in a study is harmed. Although it is very rare, people have
been harmed, and have even died, while taking part in clinical trials.
Reports of these tragic outcomes are important, because they help to
expose problems in the system. These problems can then be corrected so
that they don't happen again. Because of bad outcomes in the past,
there are laws, requirements, and procedures in place to protect the
rights and the health of human volunteers.
What you usually don't hear about in the news are the
thousands of people who are helped each year because they decided to
take part in a clinical trial, not to mention the millions who will
benefit from others' participation in clinical trials.
There is no right or wrong choice when it comes time to decide
on taking part in a clinical trial. The decision is a very personal one
and depends on many factors, including the benefits and risks of the
study, what the person hopes to achieve by taking part, and other
preferences and priorities.
Knowing all you can about clinical trials in general -- and
ones you are looking at in particular -- can help you feel better about
your decision. If you do decide to take part, knowing what to look for
and what to expect ahead of time can be helpful.
This guide will address many basic questions and concerns so
that you will be better prepared to discuss the subject with your
doctor and family. It should help you decide which questions you need
to ask and what the answers may mean for you. But in the end, only you
can decide if taking part in a clinical trial is right for you.
One last note: this guide focuses on studies for people who
are being treated for cancer. But most of the information here applies
to other types of clinical trials as well.
Return to Top of Page
Why
do we need clinical trials?
Clinical trials show us what works (and what doesn't) in
medicine. They are the best way for doctors to learn what is safe and
effective in treating diseases such as cancer.
Some doctors and scientists conducted what would now be
considered clinical trials as far back as the late 1700s, but clinical
trials were not used widely until the middle of the 20th century. Up
until that time, doctors relied on their own experience in particular
cases and on the teachings of those who came before them. Progress was
slow, and there were very few medicines that could even be tested.
With the discovery of the first antibiotics and other drugs,
doctors needed a reliable way to tell what worked from what didn't.
They also needed ways to find out which of the countless remedies
available at that time were safe for people to use. So they developed
studies that tested and compared treatments in certain groups of
people. The results of these early clinical trials proved to be more
useful than relying on whether or not something worked in one person or
a few people.
In the United States, new drugs and medical devices (but not
dietary supplements) must be approved by the Food and Drug
Administration (FDA) before they can be advertised or sold to the
general public. The FDA began overseeing the safety of new treatments
in the late 1930s, but didn't require proof of effectiveness until the
early 1960s. Today, new drugs and medical devices must go through
several phases of clinical trials (discussed later) before being
approved for use.
Based on what we have learned about cancer in recent years,
researchers can now develop new treatments in a more logical way and
much faster than in the past. But it's still a hard process that takes
a long time.
Clinical trials are only a small part of the research that
goes into developing a new treatment. Drugs of the future, for example,
first have to be discovered, purified, described, and tested in labs
(in cell and animal studies) before ever reaching human clinical
trials. About 1,000 potential drugs are tested before just one reaches
the point of being tested in a clinical trial. On average, a new cancer
drug has at least 6 years of research behind it before it even makes it
to clinical trials. But the major holdup in making new cancer drugs
available is the time it takes to complete clinical trials themselves.
It takes an average of 8 years from the time a cancer drug enters
clinical trials until it is approved.
Why so long? To be sure it is safe and effective, researchers
look at each new treatment in several different studies. Only certain
people are eligible to take part in each clinical trial. And cancer
clinical trials take years to complete. It takes months, if not years,
to see if a cancer treatment works in any one person.
The biggest barrier to completing studies is that not enough
people take part in them. Fewer than 5% of adults (less than 1 in 20)
with cancer will take part in a clinical trial. According to the
Pharmaceutical Research and Manufacturers of America (PhRMA), about 600
cancer medicines were being tested in clinical trials in 2006. Not all
of them will prove to be useful, but those that are may be delayed in
getting approved because the number of adult volunteers for clinical
trials is so low.
The main reason people give for not taking part in a clinical
trial is that they didn't know the studies were an option for them. But
there are many other reasons. Some people may want to take part but
aren't eligible. Some people are uncomfortable with the idea of being a
"subject" in a study. Others worry that they won't be treated fairly or
could be harmed by an unproven treatment. Certainly these are
understandable concerns. We have addressed them in more detail in the
section, "Should
I think about taking part in a clinical trial?"
One of the most important points in deciding if a clinical
trial can be done is whether or not it would be ethical to ask patients
to volunteer for the experimental treatment. Has the study been
designed, as much as possible, to make sure the people involved will be
safe? Would the participants receive a treatment that is at least as
good as, and maybe even better than, what they would get if they did
not volunteer for the study? Scientific panels are set up to review and
approve all clinical trials to make sure questions like these are
answered before the researchers are allowed to enroll patients.
Return to Top of Page
What
happens before clinical trials?
Clinical trials are medical research studies involving people.
They are done only after "pre-clinical" studies suggest that the
proposed treatment is likely to be safe and effective in people.
Pre-clinical studies, also called laboratory studies, include:
Cell studies: These
are often the first tests done on a new
form of treatment. To see if it might work, researchers look for
effects of the new treatment on cancer cells that are grown in a
laboratory dish or a test tube.
Animal studies:
Treatments that look promising in cell studies
are next tested on tumors in lab animals. This gives researchers an
idea of how safe the new treatment is in a living creature.
Although pre-clinical studies provide a lot of useful
information, they do not give us all the answers. After all, humans and
mice are different. A treatment that works against cancer in a mouse
may or may not work in people. And human bodies sometimes process drugs
differently. This may result in side effects and other problems that
did not show up when the treatment was studied in mice.
Clinical trials are needed to answer 2 important questions:
- Does the new treatment work? Is it better than
what's now available to treat a certain disease? If it's not better, is
it at least as good, perhaps while causing fewer side effects? Or does
it work in some people who don't benefit from current treatments? In
other words, is it a step forward? A treatment that doesn't offer
anything new probably isn't worth studying.
- Is the new treatment safe? This must be answered
while realizing that no treatment or procedure -- even one already in
common use -- is entirely without risk. But do the benefits of the new
treatment outweigh the possible risks?
Answering these questions, while exposing as few people as
possible to an unknown treatment, often requires several different
clinical trials. These are usually divided into "phases." Each phase of
the clinical trial is designed to answer certain questions, while
trying to make sure the people taking part are safe. Each new treatment
is tested in several phases of clinical trials before being considered
reasonably safe and effective. These phases are discussed in the
section "What are the phases of clinical trials?"
The
Investigational New Drug Application
(IND)
An Investigational New Drug (IND) Application must be filed
with the FDA when researchers want to study a drug in humans. The IND
application must contain certain information, described below. The FDA
reviews this information before human clinical trials start.
Animal studies:
Pre-clinical study results allow the FDA to
decide whether the product is reasonably safe for early testing in
humans. This part may include any experience with the drug in humans
(if the drug has been used or studied in another country, for example.)
Manufacturing
information: This explains how the drug is made,
who makes it, what is in it, how stable it is, and more about the
physical qualities of the drug. The FDA uses this information to decide
whether the company can make batches of the drug that will be exactly
the same.
Clinical
protocols and investigator information: Detailed
outlines for the planned clinical studies are looked at to see if the
study might expose subjects to unnecessary risks (see the section "The
study protocol"). Information on the clinical investigators
who will
supervise the study is reviewed to find out if they are qualified to
run clinical trials. Finally, the research sponsor must commit to
getting informed consent from the research subjects, having the study
reviewed by an institutional review board (IRB), and following all the
rules required for studying investigational new drugs (see the section
"Safeguards in
institutions").
Important
points to keep in mind: Correcting
some myths about clinical trials
Clinical trials are vital in studying all aspects of medicine,
not just cancer. The stakes may seem higher when researching medicines
to treat cancer, but all new treatments (drugs and medical devices)
must go through clinical trials before being approved by the FDA for
general use.
Not all clinical
trials study treatments. Many clinical trials
study new ways to detect, diagnose, or learn the extent of disease.
Some even look at ways to prevent the disease from happening in the
first place.
Even among
clinical trials that do study treatments, not all
of them study drugs. Many clinical trials test other forms
of
treatment, such as new surgery or radiation therapy techniques, or even
complementary or alternative medicines.
When clinical
trials do look at drugs, not all of them study
new ones. Even after a drug has been approved for use
against a type of
cancer, doctors sometimes find it works better when given a certain way
or when combined with other treatments. It may even work on a different
kind of cancer. Clinical trials are needed to study these possibilities
as well.
Very few cancer
clinical trials involve a placebo. A placebo
is an inactive ingredient or pill used in some types of clinical trials
to help make sure results are unbiased. A placebo is sometimes called a
"sugar pill." Over the years, doctors have observed that some people
begin to feel better even if they just think they're being treated.
With the possibility of getting a placebo, people can't tell whether
they are getting the treatment being studied or not, which makes the
results more likely to be valid.
Placebos are rarely used alone in cancer research unless no
known effective treatments exist. It's certainly not ethical to have
someone take a placebo if an effective standard treatment is already
available. When cancer clinical trials compare treatments, they compare
the new treatment against the current standard treatment. At times, a
study may be designed so that patients may not be told which one they
are getting, but they know they are at least getting treatment that
meets the current standard of care.
In some clinical trials, the doctors want to learn whether
adding a new drug to the standard therapy improves its effectiveness.
In these studies, some patients get the standard drug(s) and a new one,
while other patients receive the standard drug(s) and a placebo. But
none of the patients would receive a placebo only. Everyone receives
standard treatment if there is a standard treatment available. (See the
next section for an example of a phase III study involving a placebo.)
All clinical
trials are voluntary. You always have the right
to choose whether or not you will take part in a clinical trial. The
level of care you get should not be affected by your decision. And you
have the right to leave a clinical trial at any time, for any reason.
If you decide to leave, your health care team may ask that you agree to
continue to be watched for a certain length of time to look for any
long-term effects of treatment. We discuss these issues further in the
section "What
would taking part in a clinical trial involve?"
Return to Top of Page
What
are the phases of clinical trials?
Clinical trials are usually conducted in distinct phases. Each
phase is designed to answer specific questions. Knowing the phase of
the clinical trial is important because it may give you some idea about
how much is known about the treatment being studied. There are pros and
cons to taking part in each phase of clinical trial.
Although there are clinical trials for other diseases and
treatments, drugs for cancer patients are used in the examples of
clinical trial phases described below.
Phase 0: Exploring if and how a new drug
works
Even though phase 0 studies are done in humans, this is a
newer type of study that is not much like the other phases of clinical
trials. It is included here because some cancer patients will likely be
asked to take part in these kinds of studies, and it is important to
understand how phase 0 studies work. These are exploratory studies that
often use only a few small doses of a new drug in each patient. Phase 0
studies test to find out whether the drug reaches the tumor, how the
drug acts in the human body, and how cancer cells respond to the drug.
The patients in these studies must have extra biopsies, scans, and
blood samples. A big difference between phase 0 and the later phases of
clinical trials is that there is no chance of a direct benefit to the
patient from a phase 0 trial. Because drug doses are low, there is also
less risk to the patient in phase 0 studies compared to phase I.
Phase 0 studies help researchers find out early which drugs do
not do what they are expected to do. If there are problems with the way
the drug is absorbed or acts in the body, this should become clear very
quickly in a phase 0 trial. This process may help avoid the delay and
expense of finding out years later in phase II or even phase III
clinical trials that the drug doesn't act as it was expected to based
on lab studies.
Phase 0 studies are not yet being used widely, and there are
some drugs for which they would not be helpful. They are very small,
mostly with fewer than 20 people. They are not a required part of
testing a new drug, but are part of an effort to speed up and
streamline the process of drug testing.
Here's how a phase 0 study might work:
Lucia has taken several courses of chemotherapy after her
cancer spread. The chemo helped at first, but the cancer came back
again. After talking with her doctor, Lucia does not think she wants
any of the current options that are offered for standard treatment. She
is interested in a clinical trial that might help her. She has found a
phase III clinical trial of a new drug, but the study she wants doesn't
start enrolling for nearly 4 weeks.
While she is waiting, her doctor tells her about a new
substance that has been studied and tested in the lab, including animal
studies. It looks like it might help her type of cancer. Phase I human
studies have not started, but a phase 0 study of the new targeted drug,
called "EXP0," is available. This study will only take a few days and
is not expected to have many side effects, because she will be getting
very small doses of the drug. She learns that extra blood samples and
biopsies will be needed to find out how quickly the drug goes into her
blood and what it does with the tumor. She decides that, even though
this will not help her personally right now, it might help someone else
in the future. She knows that other members of her own family have had
this type of cancer, and she wants them and others to have as many good
options as possible.
When she meets with the research coordinator, he explains in
detail how the study will work. He goes out of his way to make sure
that Lucia understands that the study cannot help her at all. Any
information gained from the study would help the drug maker know
whether they should continue with human studies. Lucia asks more
questions about what is known about side effects that happened in
animal studies, and what else she might expect. She decides that she is
willing to take these risks, so she signs the consent form and finds
out which days she needs to be at the study center over the next 2
weeks. She answers some medical questions and signs release forms to
get her medical records from her doctor and the hospital where she was
treated. The staff draws some blood and they plan to start testing next
week.
Phase I clinical trials -- Is the treatment
safe?
These studies are usually the first ones to involve people.
Although the treatment has been tested in lab and animal studies, the
side effects in people can't always be predicted. For this reason,
these studies usually include small numbers of people (15 to 50) and
may be reserved for those who do not have other good treatment options.
Often, people with different types of cancer are eligible for the same
study. These studies are usually done in major cancer centers.
The main reasons for doing phase I studies are to find out the
highest dose of the new treatment that can be given safely (without
serious side effects) and to decide on the best way to give the new
treatment. The first few people in the study often receive a low dose
of the treatment and are then watched very closely. If there are no or
only minor side effects, the next few patients may get a higher dose.
This process continues until doctors find the dose that is most likely
to work while having an acceptable level of side effects.
Safety is the main concern because this is usually the first
time the treatment has been used in people. Doctors keep a close eye on
how the people in the study are doing. Special tests, such as blood
tests to measure levels of the drug in the body at certain time points,
are often a part of these trials. Some studies may require time in a
hospital. Placebos (sham or inactive treatments) are not part of phase
I trials.
These studies are not designed to find out if the new
treatment works against cancer. Overall, these trials are the ones with
the most potential risk. And only phase 0 has a smaller chance of
helping you than phase I. But phase I studies do help some patients.
For those with life-threatening illnesses, weighing the potential risks
and benefits carefully is crucial.
Here's an example of a typical phase I
clinical trial, but keep in mind that each study is slightly different:
Bruce was diagnosed with cancer 4 years ago. He was first
treated with radiation therapy, but the cancer was later found to have
spread to distant parts of his body. His doctor told him two
chemotherapy drugs, A and B, might help him. Bruce's cancer shrank for
a short time while he was taking drug A, but then it began to grow
again. Drug B did not work in his case.
Because Bruce is still fairly young, his doctor suggests he
might want to consider trying a new form of treatment, "EXP1," which is
being studied in a phase I clinical trial at the nearest university
hospital.
Bruce talks with the university doctor conducting the study.
The doctor explains that the drug being studied showed some promise in
lab tests, but exactly how well it will work in people is still
unknown. What's more, it may have side effects that haven't been seen
yet. After getting all of his questions answered and weighing his
options, Bruce decides to take part in the study.
Because 3 people have already enrolled in the study and have
had no major side effects, Bruce will be the first person to get a
higher dose of the treatment. He will need to stay in the hospital
overnight on the first night. This is both to watch for any unexpected
reactions and to take blood samples every few hours so that doctors can
figure out how long the treatment stays in his body. He will be allowed
to go home the next day, but must return regularly over the next few
weeks to be watched closely until it is time for the next treatment.
Phase II clinical trials -- Does it work?
If a new treatment is found to be reasonably safe in phase I
clinical trials, the treatment can then be tested in a phase II
clinical trial to see if it works the way researchers think it will.
Usually, a group of anywhere from 25 to 100 patients with the
same type of cancer receives the new treatment in a phase II study.
They are treated using the dose and method most likely to be safe and
effective in phase I studies. In a typical phase II clinical trial, all
participants usually get the same dose, and no placebo is involved.
But some phase II studies do involve randomizing
participants
into 1 of 2 treatment groups, much like what is done in phase III
trials (see below). These groups may get different doses or get the
treatment in different ways to see which provides the best balance of
safety and effectiveness. Phase II studies are often done at major
cancer centers, but may also be done in community hospitals or even
doctors' offices.
Doctors look for some evidence that the treatment works. The
type of benefit they look for depends on the goals of the clinical
trial. This may involve a response (where the tumor shrinks or
disappears). Or it may be an extended period of time where the tumor
does not get any bigger, or an increase in the length of time before a
cancer comes back. In some studies the benefit may be an improved
quality of life. Many studies look to see if people getting the new
treatment live longer than they would have been expected to without the
treatment.
If a certain percentage of the patients benefit from the
treatment (and the side effects aren't too severe), it is considered to
be active enough against that type of cancer to allow it to go on to a
phase III clinical trial. Along with watching for responses, the
research team keeps looking for any side effects. Larger numbers of
patients receive the treatment in phase II studies, so there is a
better chance that less common side effects may be seen.
Here's an example of a phase II clinical
trial. Again, some phase II studies may be slightly different:
Angela was diagnosed with cancer several months ago. Only one
form of treatment, drug C, is known to work for people with her type of
cancer, but it only works in about half of the people who try it. After
several months of this treatment, Angela's doctor told her that it did
not appear to be helping in her case.
After doing a little research online, Angela and her doctor
decide her best bet may be to enroll in a clinical trial. They find a
phase II study being conducted by a doctor nearby, who is testing a new
type of medicine, called "EXP2." This medicine was already found to be
safe in phase I studies. Although not many people have tried it, a
couple of people with Angela's type of cancer were helped by it.
Angela, like all of the other people in this study, will
receive EXP2 once a week as an outpatient at a local hospital. Before
getting the drug each week, she will have physical exams and blood
tests to see how her body is reacting to the medicine. She will also
have scans done after several weeks to see if the drug is affecting the
cancer. She had tests like this while receiving drug C, but this time
the tests and exams are done more often. Also, her doctor asks more
specific questions about side effects.
Phase III clinical trials -- Is it better
than what's already available?
Treatments that have been shown to work in phase II studies
usually must go through one more stage of testing before being approved
for general use. Phase III clinical trials compare the safety and
effectiveness of the new treatment against the current standard
treatment.
Phase III clinical trials usually have a large number of
patients, at least several hundred. These studies are generally
conducted in many places across the country (or even around the world)
at the same time.
Because doctors do not yet know which treatment is better,
patients are often randomized
(chosen at random, like flipping a coin)
to receive either the standard treatment or the new treatment. When
possible, the study is double-blinded.
That means neither the doctor
nor the patient knows which of the treatments the patient is getting.
Randomization and blinding are discussed in more detail further on.
As with other studies, patients in phase III clinical trials
are watched closely for side effects, and treatment is stopped if they
are too severe. Placebos may be used in some phase III studies, but
they are never used alone if there is already a treatment available
that may work.
Here's an example of a phase III clinical
trial that could possibly involve a placebo:
Li has just been diagnosed with cancer. His surgeon was able
to remove the tumor, but tells Li that this kind of cancer returns in
about one-third of patients. For this reason, doctors usually recommend
giving a short course of chemotherapy drug D. Although this is the best
drug available for reducing the likelihood of recurrence, some cancers
still return.
Li's doctor tells him that a new type of therapy, called
"EXP3," is now being studied. EXP3 was designed to be given along with
drug D. Earlier studies in animals and people have shown that the
combination of drug D and EXP3 seems to be safe and effective. But it
is not yet known if this combination will be better than the current
standard of drug D alone in reducing the risk of recurrence. Therefore,
doctors are testing it in a phase III clinical trial.
To do this, they've designed a study that assigns people with
this cancer to 1 of 2 groups (that is, there are 2 "arms" of the
study): one group will get drug D plus EXP3, while the other group will
get drug D plus a placebo. The patients will be blinded as to treatment
they are on -- that is, they will not know whether they are getting
EXP3 or the placebo. But all of the patients will be getting drug D,
which is the accepted standard of care. The people who get EXP3 may do
better than those who get the placebo. On the other hand, they may do
worse because of things like unknown side effects. Or both groups may
do equally well, in which case EXP3 would not be any better than the
placebo.
Li, in deciding whether to take part in the clinical trial,
needs to understand that he will be randomized to 1 of the 2 treatment
arms, and neither he nor his doctor will have control over this. He
also needs to understand that while on this study, he will not know
which arm he has been assigned to, so he will not know whether he is
getting EXP3 or a placebo.
Randomization and blinding are used in many phase III studies
because they help make the study results more credible.
When possible, participants are randomized to ensure that the
2 study groups have the same traits -- for example, to make sure that
they both contain people in similar states of health, so the results
are not skewed in favor of one group. If people were allowed to choose
which treatment they got, the study results might not be as accurate.
For example, people who were sicker might tend to choose one treatment
over the other. If this treatment was then found not to work as well,
doctors couldn't be sure if this was because the treatment wasn't as
good or because it was tested in sicker people.
Often people have a 50:50 chance of ending up in one group or
the other. In some cases, the study may allow for a different ratio,
such as 2 out of 3 people receiving the new treatment and only 1 out of
3 getting the standard treatment.
Some people find the concept of randomized studies to be
distressing, since neither the patient nor the doctor can choose which
group the patient is in. This can be especially true if a study is
looking at 2 totally different treatments and a person sees one as
possibly better than the other. But remember, doctors are doing the
study because they really don't know which one is better.
Unfortunately, taking part in such a study is sometimes the only way a
person may have a chance of getting a new form of treatment. But even
then, that treatment may or may not be the best one for him or her.
Blinding
is another area of concern for some people. In a
blinded study, the patient doesn't know which treatment he or she is
getting. In a double-blinded study, neither the patient nor the doctor
knows which treatment is used. Not knowing what you are receiving can
be difficult. Your doctor can always find out which group you are in if
there is an important medical reason (such as during a possible drug
reaction), but it may result in your being removed from the study.
The possibility of receiving a placebo can also be
upsetting
to some people. But this very rarely means you would get no treatment,
unless there was no effective standard treatment to compare the new
drug to. Again, in the example above, Li will definitely get drug D,
but he will also get either EXP3 or a placebo.
Submission for FDA approval -- New drug
application (NDA)
In the United States, when clinical trials show a new
treatment is more effective and/or safer than the current standard
treatment, a new drug application (NDA) is submitted to the Food and
Drug Administration (FDA) for approval. The FDA then reviews the data.
If the FDA has questions about the information, it may ask for more
information or even that more studies be done. This can extend the
approval process to more than 5 years.
Based on the results of the clinical trials, the FDA decides
if the treatment is appropriate for use in the general public. When
this happens, the treatment often becomes the new standard of care, and
newer drugs must be tested against it before being approved.
Phase IV clinical trials -- What else do we
need to know?
Even after testing a new medicine on thousands of patients,
the full effects of the treatment may not be known, and some questions
may still need to be answered. For example, a drug may get FDA approval
based on the fact that it was shown to reduce the risk of cancer
recurrence. But does this mean that those who get it are more likely to
live longer? Are there rare side effects that haven't been seen yet, or
side effects that only show up after the drug is used for a long time?
These types of questions may take many years to answer fully, and may
not be critical for getting a medicine to market. They are often
addressed in what are known as phase IV clinical trials.
Phase IV studies look at drugs that have already been approved
by the FDA. They are already available for doctors to give to patients,
but these studies are still needed to answer important questions.
When thinking about taking part in a phase IV trial, you
should know that the drug has already been approved for use. You do not
need to enroll in the study to get the medicine. At the same time, the
care you would receive in these types of studies is often very much
like what you could expect if you were to get the treatment outside of
a clinical trial. You should be reassured that in taking part you would
be getting a form of treatment that has already been studied a lot and
that you would be doing a service to future patients.
Return to Top of Page
Who
sponsors clinical trials? Who conducts
them?
Of the thousands of cancer clinical trials going on at any one
time, the National Cancer Institute (NCI), a part of the National
Institutes of Health (NIH), sponsors (pays for the costs of) a good
portion of them. These studies are often run by NCI-sponsored cancer
cooperative groups, which are networks of doctors and institutions
across the country who specialize in a particular aspect of cancer.
In the United States, there are currently 10 major cooperative
groups conducting cancer studies:
American College of
Radiology Imaging Network (ACRIN)
American College of Surgeons Oncology Group (ACOSOG)
Cancer and Leukemia Group B (CALGB)
Children's Oncology Group (COG)
Eastern Cooperative Oncology Group (ECOG)
Gynecologic Oncology Group (GOG)
National Surgical Adjuvant Breast and Bowel Project (NSABP)
North Central Cancer Treatment Group (NCCTG)
Radiation Therapy Oncology Group (RTOG)
Southwest Oncology Group (SWOG)
Other government agencies, including parts of the Department
of Veterans Affairs and the Department of Defense, also sponsor some
cancer clinical trials.
The other main sponsors of clinical trials are pharmaceutical
and biotechnology companies, which must prove their medicines are safe
and effective before they can be marketed. Some non-profit
organizations also sponsor clinical trials.
Researchers conduct clinical trials in many different
settings. Major cancer centers are often the focal points of clinical
trials research. Because they usually have the most advanced facilities
and highly trained staffs, they can conduct all phases of clinical
trials. But they are not the only places where these studies take
place.
Community hospitals across the country also participate in
clinical trials, although these are usually phase II or III studies.
Many of these hospitals are part of the NCI's Community Clinical
Oncology Program (CCOP). CCOP members conduct the same clinical trials
across the country. Community hospitals may conduct other, privately
sponsored, studies as well.
Doctors in private practice can also be involved in clinical
trials, either as members of cooperative groups or by being actively
involved in privately sponsored research. But many doctors decide not
to conduct clinical research, for a variety of reasons.
What this may mean for you
At one time, clinical trials were done only at major medical
centers. This often meant that patients had to travel long distances
and were treated by doctors they did not know very well. This is
sometimes still the case, especially with phase I and some phase II
studies. Of course, this is not necessarily a bad thing. Many people
prefer to be treated in major cancer centers because of their
experience, reputation, and resources. Ultimately, the hassles of
traveling must be weighed against the chance of being helped by the
treatment.
Patients now have more options. This may include staying
closer to home during a study or even staying with their own doctors.
Your doctor may or may not be involved in clinical trials. If he or she
is, you may be eligible for one of them. Whether this is the right
study for you is, of course, a question worth asking.
Although clinical trials are now done in many different
settings, this should not affect the quality of care you receive. No
matter where a study is done, the same rules are in place to protect
patients.
Having so many options can be a burden in and of itself. With
the thousands of clinical trials under way across the country, how can
you -- or even your doctor -- decide which one is best for you? At this
time, there is no complete list of all the cancer clinical trials. But
there are several good places to start looking if you're interested.
We'll explore these in the section, "What's out there?
Finding clinical
trials."
Return to Top of Page
Should
I think about taking part in a
clinical trial?
This is one of the toughest questions many people with cancer
will face. The answer won't be the same for everyone. When trying to
decide, first ask yourself some basic questions:
- Why do I want to take part in a clinical trial?
- What are my goals and expectations if I decide to
take part? How realistic are these?
- How sure are my doctors about what my future holds
if:
- I decide to participate?
- I decide not to participate?
- Have I considered:
- The chance of benefit versus risk?
- Other possible factors, such as time and money?
- My other possible options?
Some of these questions may not have clear-cut answers, but
they should help you start thinking about some important issues. Each
person's situation is unique, and each person's reasons for wanting or
not wanting to take part in a study may be different.
Risk versus benefit
Each clinical trial offers its own opportunities and risks,
but most have some things in common.
Generally, clinical trials (other than phase 0) have some of
the same potential benefits:
- You may help others who have the same condition in
the future by helping to advance cancer research.
- You may have access to treatment that is not
otherwise available, which might be safer or work better than current
treatment options.
- You may increase the total number of treatment
options available to you, even if you haven't yet received all of the
standard treatments.
- You may feel you have more control over your
situation and are taking a more active role in your health care.
- You will probably get more attention from your
health care team and more careful monitoring of your condition and the
possible side effects of treatment.
- Some study sponsors may pay for part or all of your
medical care and other expenses during the study. This is not true for
all clinical trials. Be sure you know who is expected to pay for your
care before you enroll in the study.
Some of the possible downsides of being in a study can include
the following:
- The new treatment may have unknown side effects or
other risks, which may or may not be more severe than those from
existing treatments. This is especially true of early phase trials.
- As with other forms of therapy, the new treatment
may not work for you, even if it helps others.
- There may be inconveniences such as more frequent
testing, as well as time and travel commitments.
- If you take part in a randomized clinical trial,
you may not have a choice about which treatment you get. If the study
is blinded, you (and possibly your doctor) will not know which one you
are getting (although this information is available if needed for your
safety). This will be explained to you before you decide to take part.
- Insurers may not cover all of the costs of taking
part in a clinical trial (although they usually cover the costs for
what would normally be standard care). Be sure to talk to your
insurance provider and to someone involved with the study before you
decide to take part, so you know what you may have to pay for.
Answers
to some common questions about
clinical trials
Most people have some concerns about taking part in a clinical
trial, often because they're not really sure about what it will mean
for them. Taking time to get as much information as you need before you
decide is the best way to ensure that you will make the choice that is
right for you.
Will there be risks?
Yes, clinical trials have risks. But, any medical test, drug,
or procedure has risks. The risk may be greater in a clinical trial
because some aspects of any new treatment are unknown. This is
especially true of phase I and II clinical trials, where the treatment
has been studied in fewer people.
Perhaps a more important question is whether the risks are
outweighed by the possible benefits. People with cancer are often
willing to accept a certain amount of risk for a chance to be helped,
but it is always important to be realistic about what this chance is.
Ask your doctor to give you an idea of what the possible benefits are,
and exactly what benefit is likely for you.
With this in mind, you can make a more informed decision --
one that is right for you. Some people may decide that any chance of
being helped is worth the risk, while others may not. Others may be
willing to take certain risks to help others.
Will I be a "guinea pig?"
There's no denying that the ultimate purpose of a clinical
trial is to answer a medical question. People who take part in clinical
trials may need to do certain things or have certain tests done to stay
in the study.
But this does not mean that you will not get excellent,
compassionate care while in the study. In fact, most people enrolled in
clinical trials appreciate the extra attention they receive from their
health care team. In 2005, the Coalition of Cancer Cooperative Groups
surveyed over 1,700 people with cancer on their awareness and attitudes
about clinical trials. Only a few had taken part in clinical trials.
But most of those who did were very satisfied: 96% said they were
treated with dignity and respect, 92% said they had a positive
experience, and 91% would recommend that family or friends take part in
a clinical trial if faced with cancer.
Will I get a placebo?
Most cancer clinical trials do not use placeboes unless they
are given along with an active drug. It would be unethical to give
someone an inactive medicine if it would deny the person a chance to
get a drug that has already been shown to work.
Unfortunately with cancer, there are some situations for which
no effective treatments are known. In rare cases, testing a new
treatment against a placebo might be needed to prove that the treatment
is better than nothing at all.
The very least you should expect from any clinical trial is to
be offered the standard of care already being used. (See the section,
"What
are the phases of clinical trials?" for an example of a phase
III
study using a placebo.)
Will my information be kept confidential?
As much as possible, all of your personal and medical
information is kept confidential. Of course, your health care team
needs to have access to this information to provide you with the best
possible care, just as they would if you were not in a clinical trial.
Medical information that is important for the study, such as
test results, is usually entered onto special forms and into computer
databases. This is then given to the people who will analyze the study
results. Your information is assigned a specific number or code -- your
name does not appear on the forms or in the information database.
Sometimes, some members from the research team or from the FDA may need
to look at your medical records to be sure the information they were
given is correct. But your personal information is not given to them
and is never used in any published study results.
Other
questions you should ask your research team
Each clinical trial is unique, with its own potential benefits
and risks. Before you decide to take part in a clinical trial, make
sure you have answers to the following questions:
- Why is this study being done?
- What is likely to happen if I decide to take part
or decide not to take part in the study?
- What are my other options (standard treatments,
other studies)? What are their pros and cons?
- How much experience do you have with this
particular treatment? With clinical trials in general?
- What were the results in previous studies of this
treatment? How likely are they to apply to me?
- What kinds of treatments and tests would I need to
have on this study? How often are they done?
- Will this require an extra time or travel
commitment on my part?
- How could the study affect my daily life?
- What side effects might I expect from the study?
(Remember that there can also be side effects from standard treatments
and from the disease itself.)
- Will I have to be in the hospital for any parts of
the study? If so, how often and for how long?
- Will I still be seeing my regular doctor?
- Will I have any costs? Will any of the treatment be
free? Will my insurance cover the rest?
- If I am harmed as a result of the research, what
treatment will I be entitled to?
- How long will I remain in the study?
- Are there reasons I would be removed from the
study? Are there reasons the study might be stopped early?
- Is long-term follow-up care part of the study? What
would it involve?
- If the treatment is working for me, can I choose to
continue getting it even after the study ends?
- Are there others already taking part in the study
whom I could speak to?
- Will I be able to find out about the results of the
study?
You might find it helpful to include trusted friends and
family members in your decision making process. They may ask questions
you hadn't thought of and can help make sure that you're making a
decision that's right for you. Also, getting a second opinion from a
doctor who is not involved with the study can give you a broader sense
of whether this particular study is the best one for you to consider.
Who
will look out for me as a study
participant?
Several levels of safeguards are in place to help protect the
people who take part in clinical trials. There are still risks involved
with any study, but these safeguards try to reduce the risk as much as
possible.
Three basic principles, as outlined in the Belmont Report from
the late 1970s, provide the basis for research involving humans:
- Respect for
persons: Recognizing that all people
should be respected and have the right to choose what treatments they
receive
- Beneficence:
Protecting people from harm by
maximizing benefits and minimizing risks
- Justice:
Trying to ensure that all people share the
benefits and burdens of research equally
These principles are upheld by individuals and groups at the
sites conducting research, and also by government agencies charged with
overseeing clinical trials. A very important part of patient protection
is the informed consent process, which is described in detail in the
section "What would taking part in a clinical trial involve?"
Safeguards
in institutions
Centers conducting clinical trials have committees that review
all potential and ongoing clinical trials to protect the safety of
those in the study. These are required for all federally funded
clinical trials, but even privately sponsored studies typically undergo
such reviews.
Institutional review boards (IRBs)
Institutional review boards (IRBs) are groups of people
responsible for protecting the welfare of people who take part in the
study and making sure that studies comply with federal laws. The boards
are often made up of medical experts (such as doctors and nurses),
other scientists, and non-medical people. All of the people on the IRB
cannot come from only one of these groups. In other words, an IRB
couldn't be a group of just doctors. Many institutions have their own
IRBs, but some smaller centers may use larger, "central" IRBs. The
federal Office of Human Research Protections (OHRP; see below) oversees
the activities of IRBs.
Researchers who want to start a study must first submit the
study protocol (the plan that describes the study in detail) to the IRB
for review. The IRB must decide if the study would be acceptable on
medical, ethical, and legal grounds. In other words, does the study
address a worthwhile question, and is it doing so in a way that ensures
the safety of those taking part as much as possible? One of the most
important functions of an IRB is to make sure the informed consent form
that people entering the study must sign is accurate, complete, and
easy to understand. Once a study begins, the IRB also follows its
progress regularly to look for potential problems.
If you take part in a clinical trial, you can contact the
study's IRB directly with any questions or concerns regarding safety.
Data safety monitoring boards (DSMBs)
Data safety monitoring boards (DSMBs) are used for phase III
(and some earlier phase) studies. They are committees made up of
doctors and other scientists not involved in the study. Their job is to
look at study statistics. They monitor the results of the clinical
trial at different time points and can stop a study early (before all
of the intended participants have been enrolled or completed the study)
if:
- it becomes clear that the new treatment is much
more (or much less) effective, so as to allow all study participants to
get the better treatment
- safety concerns arise (such as risks of the new
treatment clearly outweighing the benefits), so that no more people are
exposed to possible harm
The clinical investigator
The clinical investigator is the person who is in charge of
all aspects of a particular study. Most often the clinical investigator
is a doctor; in some settings this person is called the principal
investigator, or PI. Ultimately, the responsibility for patient safety
in a clinical trial lies with the clinical investigator. Part of this
responsibility is letting the study sponsor know right away when
serious side effects occur.
Many clinical investigators have years of experience in
running clinical trials. Their credentials are submitted to the FDA
along with the investigational new drug application before the study is
approved.
Government agencies
Several government agencies play roles in ensuring that all
research is conducted with patient safety in mind. These include:
Office of Human Research Protections (OHRP)
The Office of Human Research Protections (OHRP) is the
government's main guardian of people's safety and welfare in clinical
trials. It was established in 2000 to coordinate efforts to protect all
people involved in federally funded research. It enforces the rules
regarding the informed consent process, institutional review boards
(IRBs), and the participation of people with special needs in clinical
trials, such as children and those with mental disabilities.
The OHRP has suspended research activities at several
institutions in the past few years, including those in some major
research centers, until system flaws were corrected.
The OHRP also educates research centers and individuals to
help them comply with current clinical trials standards.
Food and Drug Administration (FDA)
The FDA has the final say about whether or not a new treatment
can be prescribed to patients. Once all phases of clinical trials on a
new treatment are completed, the FDA reviews the information and
decides if it is safe and effective enough to be approved.
But the FDA's role in many clinical trials begins long before
this. Any sponsor seeking approval for a new treatment must submit all
study protocols to the FDA before the clinical trials are allowed to
begin. Researchers who will be involved in the study must submit their
credentials for review as well.
The FDA also inspects (audits) sites conducting clinical
trials, especially if there is reason to think they are not following
proper procedures. If serious problems are found, the FDA can forbid a
particular site or doctor from doing any further research.
But the authority of the FDA is not absolute. Clinical trials
that study treatments that are already on the market are not subject to
the same FDA regulations (although many are still done in much the same
way). And substances considered to be "dietary supplements" do not need
FDA approval to be sold in the first place. Dietary supplement makers
aren't required to prove that their products are safe or effective. So
they usually do not bother to conduct clinical trials. A relatively
small number of clinical trials are done to study the effects of
dietary supplements. Most of these are funded by the National
Institutes of Health (NIH).
National Cancer Institute
The National Cancer Institute (NCI), part of the NIH, sponsors
many of the cancer clinical trials going on at any one time, including
those being conducted by cooperative groups. Proposals for such studies
must be approved by the NCI before funding is granted. The NCI also
inspects (audits) each site involved in NCI-sponsored research at least
once every 3 years.
Return to Top of Page
What's
out there? Finding clinical trials
People find out about clinical trials in different ways. Most
people who enter clinical trials do so after hearing about them from
their doctor. Many cancer patients actively look for clinical trials on
the Internet or in other places, hoping to find more options for
treatment. Some clinical trials are advertised directly to patients.
If you already have a particular clinical trial in mind, you
may want to go to the section ("How do I
figure out which study is for
me?") to learn what you should know about the study.
Types of clinical trial information
At this time there is no single place to get information on
all of the cancer clinical trials now enrolling patients. But you
should be aware of several resources. These resources can be divided
into 2 main types -- clinical trials lists and clinical trials matching
services.
Clinical trials lists
These sources can give you the names and descriptions of
clinical trials of new treatments. If there is a study you are
interested in, you will probably be able to find it in a list. It will
often include a description of the study, the criteria for patient
eligibility, and whom to contact. If you (or your health care
providers) are willing and able to read through descriptions of all the
studies listed for your cancer type, then a list may be all you need.
Some organizations that provide lists can help you narrow the list a
little, according to the kind of treatment you are looking for
(chemotherapy, immunotherapy, radiation therapy, etc.) and the stage of
your cancer.
Clinical trials matching services
Over the past few years, several organizations have developed
computer-based systems to match patients with studies they may be
eligible for. These organizations generally offer their services
online.
Each may differ somewhat in how it works. Some of the services
allow you to search for clinical trials without registering at the
site. Even if you have to register, they usually assure you that the
information will be kept confidential. Either way, you will probably
have to enter certain details, such as the type of cancer, the stage of
the disease, and any previous treatments you may have had. When given
this information, these systems can find clinical trials for which you
are probably eligible, and save you the time and effort of reading
descriptions of studies that are not relevant to you. Some groups also
allow you to subscribe to mailing lists so that you are informed as new
studies open up.
Although they are usually free to users, most clinical trial
matching services receive a fee for listing studies or get a "finder's
fee" from those running the studies when someone enrolls. Because of
this, there may be some differences in the way they "rank" or present
the studies to you.
How to choose a clinical trials matching
service
Because different services work differently, be sure you
understand how the service you are looking at operates. Ask the
following questions. Note that the answers do not necessarily mean that
the service is not worth using:
- Is there a fee for using the service?
- Do I have to register to use the service?
- Does the service keep my information confidential?
- Where does the service get its list of clinical
trials?
- Does the service rank the studies in any particular
order? Is this based on fees they get?
- Can I contact the service through the Internet or
by telephone?
The American Cancer Society Clinical Trials
Matching Service
After reviewing the available matching services, the American
Cancer Society chose to work with the Coalition of Cancer Cooperative
Groups to provide a free, confidential, and reliable matching and
referral service for patients looking for clinical trials. The
Coalition of Cancer Cooperative Groups is a non-profit service
organization formed in 1997 with the goal of assuring access to cancer
clinical trials.
The American Cancer Society helps patients find high quality
care in clinical trials that best match their medical needs and
personal preferences, while helping researchers study more effective
treatments for future patients
The TrialCheck® database,
developed and maintained by
the Coalition of Cancer Cooperative Groups, is a comprehensive database
that includes the Coalition, National Cancer Institute, and industry
trials. To our knowledge, this is the most complete matching database
of cancer clinical trials available.
A unique feature of TrialCheck, called TrialTracker, will let
the Coalition see which patients actually enrolled in a clinical trial
and track their experiences in the study.
The clinical trials information provided by the American
Cancer Society is not biased in any way. It is updated every day, as is
the contact information that allows patients to get in touch with the
doctors and nurses at cancer centers running each of the studies.
You can access the TrialCheck system through our Web site,
www.cancer.org
(click on "Find
a Clinical Trial") and through a
toll-free number, 1-800-303-5691. For information about the Coalition
of Cancer Cooperative Groups and TrialCheck products used by the
American Cancer Society Clinical Trials Matching Service, visit http://www.cancertrialshelp.org/patientsCaregivers/patientsCaregivers.jsp.
Other clinical trials lists and matching
services
The National Cancer Institute (NCI) sponsors most
government-funded cancer clinical trials. The NCI has a list of active
studies (those currently enrolling patients), as well as some privately
funded studies. You can find the list on their Web site at
www.cancer.gov/clinicaltrials
or by calling 1-800-4-CANCER. You can
search the list by the type and stage of cancer, by the type of study
(for example, treatment or prevention), or by geographic location.
The National Institutes of Health (NIH) has an even larger
database of clinical trials at www.clinicaltrials.gov,
but not all of
these are cancer specific.
EmergingMed provides a free and confidential matching and
referral service for patients looking for clinical trials at
www.emergingmed.com.
CenterWatch (www.centerwatch.com)
is a publishing and
information services company that keeps a list of both
industry-sponsored and government-funded clinical trials for cancer and
other diseases.
Major cancer centers (and even some community hospitals and
doctors' offices) usually offer lists of the clinical trials being
conducted there. Look on their Web sites. You can find the major cancer
centers closest to you on the American Cancer Society Web site at
www.cancer.org/docroot/FTC/ftc_0.asp.
Private companies, such as pharmaceutical or biotechnology
firms, may list the studies they are sponsoring on their Web sites or
offer toll-free numbers so you can call and ask about them. Some of
these firms also offer matching systems for the studies they sponsor.
This can be helpful if you are interested in research on a particular
experimental treatment and know the company developing it.
How
do I figure out which study is for me?
Whether your doctor suggests a certain clinical trial or you
use the available lists or matching services on the Web, how do you
know which study makes the most sense for you?
You could be eligible for several studies at the same time.
There may be obvious reasons for not choosing some, such as those that
are being done too far away from where you live, but with others the
choice may not be so clear. Understanding what each study involves can
help you make your decision.
The
study protocol
The study protocol is the written plan for how a clinical
trial is to be conducted. It is what is submitted to the FDA and to an
institutional review board (IRB) before a new treatment can be studied.
A protocol contains the following information:
- Why the study is being done (including the goals of
the study)
- Information about the treatment being tested, often
including results of studies done before
- The phase of the study and how many people will be
enrolled
- Who is eligible for the study
- How the treatment is to be given
- What tests will be done during the study and how
often
- Other information that will be collected on
participants
Actual study protocols can be as long as100 pages or more, and
they can be very technical. Because they are not written with patients
in mind, making sense of their language is not always easy.
The clinical trial lists available on the Web often include
summaries of these protocols, just highlighting some key points.
Research team members may also have protocol summaries or other
information about the study they can share with you. Often, the most
important information for patients looking for studies is the
eligibility criteria and any information available about the new
treatment.
Eligibility (inclusion) criteria
Each clinical trial has certain conditions, or criteria, that
must match the patients' conditions before they can enter the study.
These are necessary to ensure that the study can answer the specific
questions it was designed to answer. For cancer clinical trials, these
criteria usually have to do with:
- the type of cancer a person has
- the stage (extent) of the cancer
- previous treatments a person must or must not have
had
- the length of time since a person last received
treatment
- results of certain lab tests
- the medicines a person is taking
- other medical conditions the person has
- any previous history of another cancer
- a person's activity level (also known as
performance status)
Other factors, such as a person's age and sex, may also be
part of the criteria. There may be other criteria for each study, as
well.
Advertisements and clinical trial lists may not contain all of
a study's eligibility criteria. If you've found a study you think you
might qualify for, you can usually contact someone involved with the
study to get a full list of the eligibility criteria.
I think I'm eligible. Now what?
Once you've found a study that you think you're eligible for,
deciding if it's the right one for you can still be hard. There may
even be more than one that looks promising. Again, it is important to
learn as much as you can.
Talk with someone connected to the study. This could be the
principal investigator (PI) -- the person in charge of the study -- or
a research coordinator. Research coordinators are usually nurses. One
of their jobs is to check to see if people meet eligibility criteria
before they get into a study. They also make sure that the study
protocol is followed for each patient. Often they serve as a link
between study patients and their doctors.
Both PIs and research coordinators should be able to answer
your questions about the study. See the section "Should I think
about
taking part in a clinical trial?" for a list of questions you
should
ask. Although they can give you answers about their particular clinical
trial, they are not likely to be helpful in discussing other studies
you may be considering. What's more, they may be biased (even if they
don't mean to be) toward their own study.
If you haven't already, talk to your doctor about studies you
are looking at. Bring in whatever information you can, so that your
doctor can help you judge what might be right for you. While no doctor
knows about every clinical trial being done, your doctor knows your
medical situation best and can probably tell you if the study is worth
considering. This discussion can take some time, so you may need to
make a special appointment to allow your doctor enough time to look
over the information you provide.
You may also want to get a second opinion from a doctor not
connected to the studies you are looking at. Doctors who are well known
in their fields are usually up on the latest experimental treatments,
and they may be able to point to those that look more promising.
If you have access to the Internet, you can do some research
on your own. Try to find out if the new treatment has been studied
before or if it is being studied now in other diseases, as well as if
any results are available. If this is hard for you, have someone close
to you help or do it for you. People with a medical background may have
an easier time sorting through such information.
Finally, talk to friends and family members you trust.
Although the decision is ultimately yours, their opinions may give you
insight into things you had not thought about.
Return to Top of Page
What
about cost? Will my insurance cover it?
It is important to get these questions answered before
deciding to take part in a clinical trial. Recent studies have shown
that the overall costs of taking part in a clinical trial are not much
more than the costs of treatment outside of a study. Still, insurance
coverage can vary widely.
When insurers do cover costs related to clinical trials, it is
usually only for tests, treatments, or doctor's visits that would have
been part of your treatment plan if you were not taking part in a
study. In other words, they are not likely to pay for special tests or
treatments you are getting just because you're in the study.
The study sponsor (whether it is the government or a
pharmaceutical or biotechnology company) usually provides the new
treatment at no cost and pays for special testing or extra doctor
visits. Some sponsors may pay for more than this; for example, some may
offer to pay you back for travel time and mileage. It is important to
find out what they will pay for before entering the study.
Private insurers
In the past, insurers were sometimes reluctant to pay for any
of the costs related to a clinical trial. Their concern was that they
would be paying for treatments that had not been proven to be
effective.
In recent years, many (but not all) major insurance providers
have volunteered to cover some of the costs of clinical trials. Still,
they may limit which types of trials they will cover. They are more
likely to pay for costs from phase II or phase III clinical trials, but
they generally look at each request on a case-by-case basis.
Medicare
Medicare normally covers any cancer care when it is part of
either:
- a clinical trial for the diagnosis and treatment of
cancer; or
- a clinical trial funded by the National Cancer
Institute (NCI), NCI-Designated Cancer Centers, NCI-Sponsored Clinical
Trials Cooperative Groups, or another federal agency that funds cancer
research.
This care may include the following:
- Routine tests, procedures, and doctor visits
- Services or items that are part of the experimental
treatment, such as costs to give the investigational drugs
- Health care needs linked to being in a clinical
trial, such as a test or hospitalization because of a side effect or
complication
What costs are not covered?
- Investigational drugs, items, or services that are
being tested as part of the clinical trial
- Items or services used only to collect data for the
clinical trial
- Anything being provided free by the sponsor of the
clinical trial
- Any co-insurance and deductibles
Cancer prevention trials currently are not covered by
Medicare. If you are not sure whether your trial meets all of the
requirements, discuss these concerns with your doctor or call the
Medicare information number (1-800-633-4227). Other trials may be
covered, so be sure to ask about any clinical trial before you begin
taking part in one that may not be covered.
Laws about insurance coverage of clinical
trials
Recognizing the importance of clinical trials, many states
have passed laws about insurance coverage for research studies. Several
more states are now considering legislation. A few states have worked
out voluntary agreements with insurance companies to provide coverage
of clinical trials.
The types of studies and exact coverage required by these laws
vary from state to state -- some cover all clinical trials, while
others may cover only certain phases of clinical trials. For a list of
state clinical trials insurance laws, see our document Clinical Trials:
State Laws Regarding Insurance Coverage.
The federal government may become involved as well. Bills have
been introduced in both houses of Congress that, if passed, would make
insurers cover certain clinical trials. This would allow more people to
take part in them.
What you can do
If possible, find out what your insurer will cover before you
get involved in a clinical trial.
Find out if your state has laws that require coverage of
routine costs of clinical trials. Then gather as much information as
you can about the study and contact your insurance provider to find out
about coverage. Many providers may not be able to give you a simple yes
or no answer, because they may review claims on a case-by-case basis.
But you may be able to find out if they've covered costs for clinical
trials similar to yours (or ones that studied the same treatment) in
the past.
Have a summary of your study available, and, if possible, any
results of previous studies of the treatment. You may need to ask your
doctor or the study's research coordinator to help you get this
information. If needed, your doctor may be able to give your insurer
the reasons this study is a good match for you.
Study sponsors are often eager to recruit eligible patients
for their clinical trials, and they may be willing to cover costs if
your insurance does not. If needed, ask your doctor or the research
coordinator to contact the study sponsor on your behalf.
Return to Top of Page
What
would taking part in a clinical trial
involve?
Having an idea of what you can expect from taking part in a
study can help relieve some of your concerns and make things go more
smoothly. The first thing you will need to do is give your informed
consent to take part in the study.
Informed consent
The people running the study are required to get your written,
informed consent before you take part in any way (often even before you
have any needed tests to see if you are eligible for the study). In the
informed consent process, the researchers (doctors or nurses) will
explain the details of the study to you and answer all of your
questions and concerns.
You will then be given a written consent form to sign. Consent
forms are not all the same, but they should include the following:
- the reason for the study (what the researchers hope
to find out)
- who is eligible to take part in the study
- what is known about the new type of treatment
- the possible risks and benefits of the new
treatment (based on what is known so far)
- other treatments that may be an option for you
- the design of the study (whether it is randomized,
double blinded, etc.)
- how many and what types of tests and doctor's
visits are involved
- who must pay for the costs of the clinical trial
(tests, doctor's visits, etc.) and for the costs if you need additional
care as a result of the clinical trial
- a statement about how your identity will be
protected
- a statement about the voluntary nature of the study
and your right to leave the study at any time without fear of affecting
the care that you would normally get outside the study
- contact information if you have further questions
Before you sign the consent form, ask questions. Be sure
someone from the research team goes over the form with you in detail.
Efforts are made for consent forms to be easy to understand , but there
still may be words or ideas that are confusing to you. You may want to
bring someone along with you to the meeting to make sure all your
concerns are addressed.
Be sure you understand what is involved and what is expected
of you. Try to explain what you heard to your doctor or nurse to make
sure you got it right. Recent surveys have shown that while most people
are satisfied with the informed consent process, more than half do not
understand some of the main points on the consent form.
Finally, don't be rushed into making a decision. Take the
consent form home with you if you need to. Ask trusted family members
and friends what they think. If possible, you may want to get a second
opinion from another doctor, too.
Taking part in the study
Once you've signed the consent form, you will be ready to take
part in the study. You will probably need to have blood tests or
imaging tests done before you start treatment (if you haven't had them
recently). A full medical history and physical exam are also usually
done. The results are needed before you start the actual study to be
sure that you meet the eligibility criteria and to help ensure your
safety.
As mentioned earlier, some studies may require you to stay in
a hospital for a day or 2 to get treatment. In other studies the
participants are treated much the same way as other patients getting
treatment outside of a clinical trial.
You may have tests done more often, to find out how well the
treatment is going and to look out for your welfare. It is likely that
you will get more attention as a study participant than you would
otherwise. The doctors and nurses may examine you more often and will
want to know if you are having any side effects (called adverse events)
while being treated.
Because the possible complications may not fully be known, it
is very important to let the research team know about anything out of
the ordinary. They can then decide if symptoms you are having are
related to the study, and if they need to be treated or your therapy
needs to be changed.
Your participation in the study may end for any number of
reasons:
- You complete treatment on the study
- The treatment does not appear to be working for you
- You have serious side effects while in the study
- The study itself is stopped early because the
treatment either has proven to be effective or has proven to be too
harmful in others
- You decide to leave the study
Once out of the study, you may still be watched for a time so
that researchers can continue to get an idea of how you are doing.
Some studies allow you to continue to receive the new
treatment even after the study ends. This is known as "open label,"
because you and your doctor know which treatment you are getting. This
option varies among clinical trials, so be sure to ask about it before
you begin.
What if I want to leave the study early?
You will be told many times before you enter the study that
taking part in the study is always voluntary. This is an important
point. You have the right to leave the study at any time, for any
reason. Your doctor will still take care of you to the best of his or
her ability.
Regardless of when or why you leave the study, you may be
asked if the researchers can follow up with you from time to time to
see how you are doing. This may provide them with important information
and can also help ensure your safety, even after you leave the study.
Return to Top of Page
What
if I'm not eligible for a clinical
trial?
Although some people may be too ill or have other problems
that do not allow them to take part in clinical trials, most people
will probably be eligible for some type of study, even if they've had
several treatments already. Of course, not all studies you are eligible
for are a good fit for you. It's always important to understand the
purpose of the study and to have a realistic idea of the possible risks
and benefits for you.
Clinical trials offer the best access to experimental
treatments. Study protocols, which are written based on the results of
studies done before, are strictly followed and patients are watched
carefully.
Some people may be interested in a certain treatment that is
only available in clinical trials, but may not meet the eligibility
criteria outlined for the studies. In some of these cases, a person's
doctor may ask the study sponsor if they can get an eligibility waiver
or special exception
to allow the person into the study, even though he
or she does not strictly meet all of the criteria. This decision is
usually made by the study's clinical investigator, who sometimes
consults with others involved in the study about your request. If
entered in the study, the person is treated according to the study
protocol (the same tests, doctor's visits, follow-up, etc.), but the
results from that person are not included in the final study results.
In other cases, the studies may have already enrolled enough
people and aren't accepting more participants.
At times, there may be ways to get access to treatments that
are in late phase clinical trials but not yet approved by the FDA.
These are usually referred to as "expanded access" or "compassionate
use" programs. In recent years the FDA has broadened these programs to
allow some patients who urgently need these treatments to be able to
get them. For more information, see the American Cancer Society
document, Compassionate Drug Use.
But it is not always easy to get access to these treatments.
The programs are voluntary on the part of the company making the
treatment. The company is not required to provide the treatment in
these settings, and some companies may decide not to for various
reasons (manufacturing issues, excess demand, etc.). Because of the
amount of effort and paperwork involved, the process can at times be
slow (weeks to months).
Some of these programs are described below. All require your
informed consent, much the same as for any clinical trial.
Treatment use of an investigational new drug
(Treatment IND)
In some cases, if a treatment is showing promise in late phase
clinical trials, the maker may apply to the FDA for a "treatment IND"
(investigational new drug) status. This is much like setting up a new
study, but it is meant mainly as a way for patients with no other
options to be able to get the treatment before it is approved.
This is sometimes done when a person would not have met the
eligibility criteria for the clinical trials or when the studies are
already closed to further enrollment. The patient must have a
life-threatening or severely debilitating condition for which there are
no other treatment options.
Your doctor would need to get in touch with the treatment
manufacturer to see if such a program exists and what would be needed
for you to enter it. As with clinical trials, these programs have to
have a protocol (written guideline or plan) that meets FDA approval, as
well as approval by an institutional review board (IRB) in many cases.
The supplier may or may not charge for the treatment in
question. It is important to find out beforehand whether you or your
insurance company would pay for the treatment.
Single patient and emergency use of an
investigational new drug
A single
patient IND is used to get access to an unapproved
treatment for one person with a serious condition who is not eligible
for a clinical trial. It is much like a treatment IND in some ways. It
does not require that the clinical trial protocol be followed, but it
would probably require that your doctor spell out in detail the
proposed treatment plan.
To get a single patient IND, your doctor would need to contact
the manufacturer of the treatment to see if they would supply it. He or
she would then need to have the proposed treatment protocol approved by
the IRB and the FDA before treatment would be allowed to begin.
An emergency
IND can be used when there isn't time to get
approval from the IRB. Your doctor would need to contact the
manufacturer to see if the treatment is available and then file the
needed paperwork with the FDA. While IRB approval is not needed before
starting treatment, the IRB would have to be notified of the situation
and would have to approve future uses.
Conclusions
Clinical trials can offer benefits for many people during
their cancer experience. These may include access to newer or more
treatment options, getting more involved medical care, and having a
greater sense of control over one's situation. But by their nature,
clinical trials involve some possible risks and downsides, too, and
they may not be right for everyone. Your decision on whether to look
into or enter a clinical trial should be based on a realistic
understanding of these possible risks and benefits.
If you are thinking about entering a clinical trial, there are
many groups, including the American Cancer Society, who can help guide
you through the information needed to make your decision.
Return to Top of Page
Additional
resources
More information from your American Cancer
Society
The following information may also be helpful to you. These
materials may be ordered from our toll-free number, 1-800-ACS-2345.
National organizations and Web sites*
In addition to the American Cancer Society, other sources of
patient information and support include:
Centers for Medicare & Medicaid Services (CMS)
Toll-free number: 1-800-633-4227
TTY: 1-877-486-2048
Web site: www.cms.hhs.gov
National Cancer Institute
Toll-free number: 1-800-422-6237 (1-800-4-CANCER)
Web site: www.cancer.gov
*Inclusion on
this list does not imply endorsement by the
American Cancer Society.
No matter who you are, we can help. Contact us anytime, day or
night, for information and support. Call us at 1-800-ACS-2345 or
visit
www.cancer.org.
Return to Top of Page
References
Bennett C, Adams J, Knox K, et al. Clinical trials: Are they a
good buy? J Clin Oncol. 2001;19:4330-4339.
Coalition of Cancer Cooperative Groups. Most cancer patients
satisfied with clinical trial experience, yet, few aware of
opportunity: study shows improved physician-patient communications
could increase enrollment in cancer clinical trials [press release].
June 5, 2006. Available at:
www.cancertrialshelp.org/CTHpdf/CancerPatientsSatisfied5June06.pdf.
Accessed April 28, 2008.
Doroshaw JH. Phase ‘0’ Clinical Trials in
Cancer Drug Development: From Concept to Practice. Slide presentation,
available online at: www.iom.edu/File.aspx?ID=48065. Accessed April 28,
2008.
ECRI: Should I Enter a Clinical Trial? A Patient Reference
Guide for Adults with a Serious or Life-Threatening Illness. ECRI;
February 2002. Available at
http://www.ecri.org/Documents/Clinical_Trials_Patient_Reference_Guide.pdf.
Accessed April 28, 2008.
Getz K, Borfitz D. Informed Consent: The Consumer's Guide to
the Risks and Benefits of Volunteering for Clinical Trials. Boston,
Mass: CenterWatch; 2002.
National Cancer Institute: Learning About Clinical Trials.
National Cancer Institute. Available at
www.nci.nih.gov/clinicaltrials/learning. Accessed April 29, 2008.
National Cancer Institute. New Approaches to Cancer Drug
Development and Clinical Trials: Questions and Answers. Available
online at:
http://www.cancer.gov/newscenter/pressreleases/PhaseZeroNExTQandA/print?page=&keyword=.
Accessed April 28, 2008.
National Institutes of Health Regulations and Ethical
Guidelines. The Belmont Report: Ethical Principles and Guidelines for
the protection of human subjects of research. Available online at:
http://ohsr.od.nih.gov/guidelines/belmont.html. Accessed May 30, 2008.
Pharmaceutical Research and Manufacturers of America (PhRMA).
Medicines in Development for Cancer. September 2006. Available online
at: www.phrma.org/files/PhRMA%20NM%20Cancer%200901.pdf. Accessed April
28, 2008.
U. S. Department of Health and Human Services. Medicare and
Clinical Trials. December
2007. Available at www.medicare.gov/Publications/Pubs/pdf/02226.pdf.
Accessed April 28, 2008.
U.S. Food and Drug Administration. Access to unapproved drugs.
Available at: www.fda.gov/cder/cancer/access.htm. Accessed April 28,
2008.
U.S. Food and Drug Administration. Investigational New Drug
Application Process. Available online at:
www.fda.gov/cder/Regulatory/applications/ind_page_1.htm. Accessed May
2, 2008.
U.S. Food and Drug Administration. New Drug Development
Timeline. Available online at:
www.fda.gov/fdac/graphics/newdrugspecial/drugchart.pdf. Accessed April
29, 2008.
Last Medical Review: 05/30/2008
Last Revised: 06/02/2008
|